Regulation

- Anti-Money Laundering Program
- Europe - MiFID

Anti-Money Laundering Program

Newedge, even before it was “the vogue” (let alone a regulatory requirement) adopted strong policies designed to prohibit, detect and report money laundering

Anti-Money Laundering Policies and Procedures
Customer Verification (Know Your Customer) Minimum Standards Guidance
Annual Training is Mandatory

We have provided links to certain AML documents that may be useful to our clients, counterparties and regulatory authorities.

US Patriot Act Certificate, covering the Newedge Group entities

Europe MiFID

The European Offices within the Newedge Group operate in accordance with the requirements set out under the EU directive known as MiFID. In accordance with MiFID, the European Newedge Offices have provided information (see below) as to how these offices will act and interact with clients and counterparties.

Newedge’s approach to MiFID is to ensure that, along with any regulatory requirements, the clients and counterparties of the European offices continue to receive the same high standards and professional service.

Should you have any specific enquiries or questions in relation to MiFID, please contact your local Newedge office.

Eligible counterparties / countreparties éligibles

Conflicts of Interest summary policy
Résumé de la politique de conflits d'intérêts

Client Categorization Information
Document d'information relatif à la catégorisation des clients

MiFID Overview
Dépliant MiFID

Professional clients / Clients professionnels

Order execution policy
Politique d'exécution des ordres

Conflicts of Interest summary policy
Résumé de la politique de conflits d'intérêts

Risk warnings
Avertissement sur les risques

Client Categorization Information
Document d'information relatif à la catégorisation des clients

MiFID Overview
Dépliant MiFID

Retail Clients / Clients non professionnels